Wang, Yimin (SFC:APN587) 王逸旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-03-31 | 2011-07-08 | Rep | Dealing in securities | 2011-03-31 | 2011-07-08 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2022-01-28 | Rep | Advising on corporate finance | 2022-01-28 | 2022-05-17 | RO | Advising on corporate finance | 2022-05-17 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2022-01-28 | |
| 4 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-10-10 | 2014-11-12 | RO | Advising on corporate finance | 2014-11-12 | 2019-01-22 |
| 5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on corporate finance | 2012-09-26 | 2012-09-26 |
| 6 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-08-31 | 2011-03-11 | Rep | Advising on securities | 2008-01-21 | 2011-03-11 | Rep | Dealing in securities | 2008-01-21 | 2011-03-11 |
| 7 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2011-07-22 | 2012-08-25 |
| 8 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-02-18 | 2019-05-14 | RO | Advising on corporate finance | 2019-05-14 | 2022-01-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy