Wu, Xiaolin (SFC:AVV216) 吳曉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cedarlake Global Capital Limited | RO | Dealing in securities | 2024-01-22 | |
| 2 | Cedarlake Global International Limited | RO | Advising on corporate finance | 2024-01-22 | |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-09-27 | 2018-07-10 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-03-26 | 2017-06-16 | Rep | Advising on securities | 2013-03-26 | 2017-06-16 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2018-09-17 | 2022-06-13 | Rep | Dealing in securities | 2018-09-17 | 2022-06-13 | RO | Advising on corporate finance | 2022-06-13 | 2023-05-24 | RO | Dealing in securities | 2022-06-13 | 2023-05-24 |
| 6 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-08-31 | 2012-08-25 |
| 7 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2012-08-02 | 2012-08-25 | Rep | Dealing in securities | 2012-08-02 | 2012-08-25 |
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