Xiao, Zhuopu 肖琢璞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-08-11 | 2017-04-21 |
| 2 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-08-31 | 2011-11-26 |
| 3 | YONXI Securities Limited | Rep | Dealing in securities | 2022-03-30 | 2023-01-20 |
| 4 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-12-19 | 2020-01-31 |
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