Zhang, Yi (SFC:AXQ878) 張一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-04-29 | 2016-01-16 | Rep | Dealing in securities | 2014-04-29 | 2016-01-16 | Rep | Advising on securities | 2015-06-25 | 2016-01-16 |
| 2 | CR Capital Investment Management Limited | Rep | Advising on securities | 2018-10-03 | 2019-12-27 | Rep | Asset management | 2018-10-03 | 2019-12-27 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2016-01-25 | 2017-04-03 | Rep | Advising on securities | 2016-01-25 | 2017-04-03 | Rep | Dealing in securities | 2016-01-25 | 2017-04-03 |
| 4 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2011-07-21 | 2012-10-31 |
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