Wong, Chi Man (SFC:AIU435) 王志文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2004-04-20 | 2008-01-01 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2012-11-05 | 2013-03-05 | RO | Advising on securities | 2013-03-05 | 2021-09-17 |
| 3 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2003-08-01 | 2004-03-23 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-06-07 | 2004-03-23 | Rep | Dealing in securities | 2003-06-07 | 2004-03-23 |
| 5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2008-01-14 | 2010-09-01 | RO | Advising on securities | 2010-09-01 | 2012-08-25 |
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