Chong, Ming Hang (SFC:AWJ006) 莊銘恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Basis Asset Management Limited | RO | Advising on securities | 2021-09-23 | |
| 2 | Basis Asset Management Limited | RO | Asset management | 2021-09-23 | |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2010-12-28 | 2012-08-25 |
| 4 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2016-01-04 | 2016-05-15 |
| 5 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2016-01-04 | 2016-05-15 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2016-08-23 | 2017-05-29 |
| 7 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2017-06-01 | 2019-01-01 |
| 8 | PineBridge Investments Asia Limited | Rep | Asset management | 2017-06-01 | 2019-01-01 |
| 9 | PineBridge Investments Asia Limited | Rep | Dealing in securities | 2017-06-01 | 2019-01-01 |
| 10 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2017-06-01 | 2019-01-01 |
| 11 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2017-06-01 | 2019-01-01 |
| 12 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-02-25 | 2020-06-05 |
| 13 | GF Asset Management (Hong Kong) Limited | Rep | Asset management | 2019-02-25 | 2020-06-05 |
| 14 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-08-14 | 2020-09-29 |
| 15 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-08-14 | 2020-09-29 |
| 16 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-09-29 | 2021-05-25 |
| 17 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-09-29 | 2021-05-25 |
| 18 | Basis Asset Management Limited | Rep | Advising on securities | 2021-07-14 | 2021-09-23 |
| 19 | Basis Asset Management Limited | Rep | Asset management | 2021-07-14 | 2021-09-23 |
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