Fang, Jeffrey Sai Tai 方世泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-11 | 2017-11-01 |
| 2 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Asset management | 2007-09-21 | 2008-11-13 | Rep | Advising on futures contracts | 2008-06-11 | 2008-11-13 | Rep | Advising on securities | 2008-06-11 | 2008-11-13 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2018-10-05 | 2022-07-12 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2018-10-05 | 2019-02-26 | RO | Dealing in securities | 2019-02-26 | 2022-07-12 |
| 5 | Dragonstone Capital Management Limited | Rep | Advising on securities | 2024-02-21 | Rep | Dealing in securities | 2024-02-21 | Rep | Asset management | 2024-03-11 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-01-18 | 2018-08-08 | Rep | Dealing in securities | 2018-01-18 | 2018-08-08 |
| 7 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-07-12 | 2005-11-12 |
| 8 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-17 | 2012-08-25 |
| 9 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2009-07-13 | 2011-05-01 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-13 | 2011-05-01 |
| 11 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2022-07-18 | 2023-10-24 | Rep | Dealing in securities | 2022-07-18 | 2023-10-24 | Rep | Advising on corporate finance | 2022-11-18 | 2023-10-24 | Rep | Advising on securities | 2022-11-18 | 2023-10-24 |
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