Fung, Kin Wing (SFC:ANY399) 馮鍵嶸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atlantic Asset Management Limited | Rep | Advising on securities | 2017-01-04 | 2017-09-18 | Rep | Asset management | 2017-01-04 | 2017-09-18 |
| 2 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2007-05-23 | 2009-11-04 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2012-10-04 | 2016-12-28 |
| 4 | CMB International Global Markets Limited | Rep | Advising on securities | 2022-01-24 | 2023-06-30 | RO | Advising on securities | 2023-06-30 |
| 5 | CMB International Securities Limited | Rep | Advising on securities | 2017-09-29 | 2022-05-05 |
| 6 | Glory Sun Securities Limited | Rep | Dealing in securities | 2017-01-04 | 2017-09-18 |
| 7 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2009-11-17 | 2012-08-25 |
| 8 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2006-09-18 | 2007-05-13 |
| 9 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-18 | 2007-05-13 |
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