Sullivan, Andrew Michael (SFC:AEV843)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2004-02-03
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on securities 2004-02-03
MF Securities Hong Kong Limited Rep 2008-06-18 2008-11-17
MF Securities Hong Kong Limited RO 2008-11-17 2010-03-08
MF Securities Hong Kong Limited Rep 2010-03-08 2010-07-12
RHB SECURITIES HONG KONG LIMITED Rep 2010-10-26 2011-06-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2015-03-25 2015-11-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RO 2015-11-19 2017-05-31
Pearl Bridge Securities Limited Rep 2019-09-06 2019-11-01
Pearl Bridge Securities Limited RO 2019-11-01 2020-05-15
3 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Asset management 2004-02-03
4 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-07-06
Daiwa Capital Markets Hong Kong Limited Rep 2004-10-11 2007-12-06
MF Securities Hong Kong Limited RO 2008-02-21 2010-03-08
MF Securities Hong Kong Limited Rep 2010-03-08 2010-07-12
RHB SECURITIES HONG KONG LIMITED Rep 2010-10-26 2011-06-22
PIPER JAFFRAY ASIA SECURITIES LIMITED Rep 2011-06-30 2012-08-25
MIB SECURITIES (HONG KONG) LIMITED Rep 2013-01-31 2014-06-23
Execution Noble (Hong Kong) Limited Rep 2014-06-30 2014-09-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2015-01-29 2015-11-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RO 2015-11-19 2017-05-31
Pearl Bridge Securities Limited Rep 2019-09-06 2019-11-01
Pearl Bridge Securities Limited RO 2019-11-01 2020-05-15
OUTSET GLOBAL (HONG KONG) LIMITED RO 2021-06-22 2023-02-24

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