Chen, Chi Hung 陳志雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-05-16 | 2008-11-20 | Rep | Asset management | 2007-05-16 | 2008-11-20 |
| 2 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-02-06 | 2013-01-31 |
| 3 | Funderstone Securities Limited | Rep | Dealing in securities | 2011-12-30 | 2013-01-31 |
| 4 | MaiCapital Limited | Rep | Advising on securities | 2020-06-16 | 2020-08-13 | Rep | Asset management | 2020-06-16 | 2020-08-13 | RO | Advising on securities | 2020-08-13 | 2021-02-26 | RO | Asset management | 2020-08-13 | 2021-02-26 |
| 5 | Pando Finance Limited | RO | Advising on securities | 2022-05-10 | 2023-02-05 | RO | Asset management | 2022-05-10 | 2023-02-05 | RO | Dealing in securities | 2022-05-10 | 2023-02-05 |
| 6 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2010-04-23 | 2011-12-03 |
| 7 | Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2016-12-08 | 2020-03-31 | Rep | Asset management | 2016-12-08 | 2020-03-31 |
| 8 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-08-05 | 2016-10-29 |
| 9 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-08-05 | 2016-10-29 |
| 10 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-06-20 | 2023-08-07 | Rep | Asset management | 2023-06-20 | 2023-08-07 | Rep | Dealing in securities | 2023-06-20 | 2023-08-07 | RO | Advising on securities | 2023-08-07 | 2024-02-20 | RO | Asset management | 2023-08-07 | 2024-02-20 | RO | Dealing in securities | 2023-08-07 | 2024-02-20 |
| 11 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-02-25 | 2013-03-18 |
| 12 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-02-25 | 2013-03-18 |
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