Lau, Alex Kin Chung 劉健聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2014-02-25 | 2014-11-24 | Rep | Advising on securities | 2014-02-25 | 2014-11-24 | Rep | Dealing in securities | 2014-02-25 | 2014-11-24 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-04-10 | 2017-09-07 | Rep | Dealing in securities | 2017-04-10 | 2018-03-04 | Rep | Advising on securities | 2017-05-09 | 2018-03-04 | RO | Advising on corporate finance | 2017-09-07 | 2018-03-04 |
| 3 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2016-01-18 | 2017-02-26 | Rep | Dealing in securities | 2016-01-18 | 2017-02-26 |
| 4 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2011-05-18 | 2014-01-30 | Rep | Dealing in securities | 2011-05-18 | 2014-01-30 |
| 5 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-04-19 | 2018-06-11 | Rep | Dealing in securities | 2018-04-19 | 2019-12-31 | RO | Advising on corporate finance | 2018-06-11 | 2019-12-31 |
| 6 | Tianlong Capital Management Limited | Rep | Advising on corporate finance | 2020-04-20 | 2020-05-28 | RO | Advising on corporate finance | 2020-05-28 |
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