Ng, Wai Sze 吳惠詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-11-01 | 2021-12-13 |
| 2 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-11-20 | 2023-04-19 |
| 3 | Hafoo Securities Limited | Rep | Dealing in securities | 2015-08-05 | 2017-07-29 |
| 4 | Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2017-09-15 | 2019-10-04 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-08-28 | 2015-06-16 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-07 | 2014-08-18 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-05-29 | Rep | Dealing in securities | 2023-05-29 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-07-07 | 2014-08-01 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-22 | 2014-08-01 |
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