Wong, Brian Hin Lun 黃顯倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-08-13 | 2015-04-13 |
2 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-08-13 | 2015-04-13 |
3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-05-29 | 2018-08-31 |
4 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-05-29 | 2018-08-31 |
5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-03-02 | 2012-08-01 | Rep | Dealing in futures contracts | 2011-05-17 | 2012-08-01 |
6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2012-07-01 | Rep | Dealing in securities | 2012-06-26 | 2012-07-01 |
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