Wong, Bryan Pui Yuen 黃沛源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-04-30 | 2009-02-07 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-02-27 | 2009-02-07 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-12-19 | 2009-02-07 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-15 | |
| 5 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2012-10-15 | |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-15 | |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-02-23 | 2012-09-29 | Rep | Dealing in securities | 2009-02-23 | 2012-09-29 | Rep | Leveraged foreign exchange trading | 2009-02-23 | 2012-09-29 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2012-09-29 | Rep | Dealing in securities | 2012-06-26 | 2012-09-29 | Rep | Leveraged foreign exchange trading | 2012-06-26 | 2012-09-29 |
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