Wong, Wai Yan (SFC:ARJ010) 黃慧欣

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Galaxy International Securities (Hong Kong) Co., Limited Rep Dealing in securities 2019-08-07 2021-05-19
2 China Sunrise Securities (International) Limited Rep Dealing in securities 2021-05-25
3 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2012-08-13 2014-03-15
4 Soochow Securities International Brokerage Limited Rep Dealing in securities 2014-04-01 2019-07-26
5 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in securities 2008-08-28 2012-08-01
6 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in securities 2012-06-26 2012-08-01

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