Xie, Hongjun (SFC:AQZ553) 謝鴻俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLC FUTURES LIMITED | RO | Dealing in futures contracts | 2015-04-17 | 2021-04-21 | RO | Advising on futures contracts | 2017-12-27 | 2021-04-21 |
| 2 | CLC SECURITIES LIMITED | RO | Dealing in securities | 2014-09-22 | 2023-10-31 | RO | Advising on securities | 2017-12-27 | 2023-10-31 | RO | Advising on futures contracts | 2020-04-07 | 2023-10-31 | RO | Dealing in futures contracts | 2020-04-07 | 2023-10-31 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2013-03-11 | 2014-03-20 |
| 4 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-03-11 | 2014-03-20 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-05 | 2012-12-01 | Rep | Dealing in futures contracts | 2008-08-07 | 2012-12-01 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-07-09 | 2012-12-01 | Rep | Dealing in securities | 2012-07-09 | 2012-12-01 |
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