Lo, Joyce Pui Man 羅珮文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-08-28 | 2009-07-02 | Rep | Dealing in securities | 2006-08-28 | 2009-07-02 |
| 2 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2011-08-18 | 2014-10-25 | Rep | Dealing in securities | 2011-08-18 | 2014-10-25 |
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