Lai, Ping Wah (SFC:ABV829) 黎秉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2006-03-27 | 2006-07-31 |
| 2 | FIRST SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2004-06-04 | RO | Advising on securities | 2004-06-04 | RO | Asset management | 2004-06-04 | RO | Dealing in securities | 2004-06-04 |
| 3 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2021-12-29 | 2022-04-22 | RO | Advising on corporate finance | 2022-04-22 |
| 4 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2021-12-29 | |
| 5 | Open Securities Limited | Rep | Dealing in securities | 2004-08-31 | 2006-02-06 | Rep | Advising on corporate finance | 2005-05-05 | 2006-02-06 |
| 6 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-02 | 2006-03-20 | Rep | Dealing in securities | 2006-08-10 | 2021-08-31 | Rep | Advising on securities | 2007-06-05 | 2021-08-31 | RO | Advising on corporate finance | 2007-06-20 | 2021-08-31 |
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