So, Wai Leung 蘇偉良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAA SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-01 | 2004-06-07 | RO | Dealing in securities | 2004-06-07 | 2006-03-28 | RO | Advising on securities | 2004-09-03 | 2006-03-28 |
| 2 | Holly International Asset Management Company Limited | Rep | Advising on securities | 2023-08-30 | |
| 3 | Holly International Financial Holdings Limited | RO | Dealing in securities | 2023-08-30 | |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Advising on corporate finance | 2004-06-01 | RO | Advising on securities | 2004-06-01 | RO | Asset management | 2004-06-01 | RO | Dealing in securities | 2004-06-01 |
| 5 | PRESIDENT SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2006-06-29 | 2023-07-31 | RO | Dealing in securities | 2006-06-29 | 2023-07-31 |
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