Li, Jie (SFC:APO198) 李捷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2018-05-25 | 2020-03-10 | Rep | Dealing in securities | 2018-05-25 | 2020-03-10 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-10-15 | 2008-07-31 |
| 3 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2023-12-22 | |
| 4 | Opus Securities Limited | Rep | Dealing in securities | 2023-12-22 | |
| 5 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-14 | 2015-05-26 | Rep | Advising on corporate finance | 2011-08-05 | 2015-05-26 |
| 6 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2023-03-09 | 2023-05-13 |
| 7 | VBG Capital Limited | Rep | Advising on corporate finance | 2015-06-09 | 2018-04-19 | Rep | Dealing in securities | 2015-06-09 | 2018-04-19 |
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