Loh, Yiu Fai 陸耀輝

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL SECURITIES LIMITED Rep Advising on corporate finance 2003-05-31
2 CELESTIAL COMMODITIES LIMITED Rep Advising on futures contracts 2003-05-31
SHUN LOONG FUTURES LIMITED Rep 2003-11-12 2004-08-19
Sino-Rich Securities & Futures Limited Rep 2019-06-28 2019-12-28
3 CELESTIAL SECURITIES LIMITED Rep Advising on securities 2003-05-31
SHUN LOONG SECURITIES COMPANY LIMITED Rep 2003-11-12 2004-08-19
PIPER JAFFRAY ASIA SECURITIES LIMITED RO 2005-11-17 2007-02-17
RHB SECURITIES HONG KONG LIMITED Rep 2007-03-12 2007-05-07
RHB SECURITIES HONG KONG LIMITED RO 2007-05-07 2008-10-25
Friedmann Pacific Asset Management (Hong Kong) Limited Rep 2009-05-06 2009-05-29
PRESIDENT SECURITIES (HONG KONG) LIMITED Rep 2009-06-11 2012-02-22
KGI ASIA LIMITED Rep 2012-03-05 2012-07-24
Sino-Rich Securities & Futures Limited Rep 2019-06-28 2019-12-28
4 CELESTIAL COMMODITIES LIMITED Rep Asset management 2003-05-31
CELESTIAL SECURITIES LIMITED Rep 2003-05-31
Sino-Rich Securities & Futures Limited Rep 2019-06-28 2019-12-28
5 CELESTIAL COMMODITIES LIMITED Rep Automated trading services 2003-05-31
CELESTIAL SECURITIES LIMITED Rep 2003-05-31
SHUN LOONG SECURITIES COMPANY LIMITED Rep 2003-11-12 2004-08-19
6 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2003-05-31
SHUN LOONG FUTURES LIMITED Rep 2003-11-12 2004-10-17
PIPER JAFFRAY ASIA FUTURES LIMITED Rep 2004-11-05 2007-02-17
RHB FUTURES HONG KONG LIMITED Rep 2007-03-12 2008-10-25
KGI FUTURES (HONG KONG) LIMITED Rep 2012-03-05 2012-07-24
CINDA INTERNATIONAL FUTURES LIMITED Rep 2012-09-06 2012-10-17
Sino-Rich Securities & Futures Limited Rep 2019-06-28 2019-12-28
7 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2003-05-31
SHUN LOONG SECURITIES COMPANY LIMITED Rep 2003-11-12 2004-10-17
PIPER JAFFRAY ASIA SECURITIES LIMITED Rep 2004-11-05 2005-09-22
PIPER JAFFRAY ASIA SECURITIES LIMITED RO 2005-09-22 2007-02-17
RHB SECURITIES HONG KONG LIMITED Rep 2007-03-12 2008-10-25
Sino-Rich Securities & Futures Limited Rep 2009-05-06 2009-05-29
PRESIDENT SECURITIES (HONG KONG) LIMITED Rep 2009-06-11 2012-02-22
KGI ASIA LIMITED Rep 2012-03-05 2012-07-24
CINDA INTERNATIONAL SECURITIES LIMITED Rep 2012-09-06 2012-10-17
Public Securities Limited Rep 2012-10-24 2013-03-04
Sino-Rich Securities & Futures Limited Rep 2019-06-28 2019-12-28
8 CELESTIAL FINANCE LIMITED Rep Securities margin financing 2003-05-31

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