Yiu, Ka Lam 姚家霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GEO Securities Limited | Rep | Advising on securities | 2014-09-01 | 2014-09-17 | Rep | Dealing in securities | 2014-09-01 | 2014-09-17 |
| 2 | Hope Securities Limited (HK) | Rep | Dealing in securities | 2019-08-06 | 2019-10-18 | RO | Dealing in securities | 2019-10-18 | RO | Advising on securities | 2019-11-28 | RO | Asset management | 2019-11-28 |
| 3 | KAI WO ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-04-26 | 2019-06-11 | RO | Asset management | 2017-04-26 | 2019-06-11 |
| 4 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-10 | 2014-06-13 | Rep | Advising on securities | 2010-01-14 | 2014-06-13 | Rep | Advising on securities | 2014-10-14 | 2015-08-11 | Rep | Dealing in securities | 2014-10-14 | 2017-04-13 | RO | Advising on securities | 2015-08-11 | 2017-04-13 |
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