Wan, Lewis Mun Wah 尹滿華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2004-09-03 | 2005-09-05 |
2 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2005-09-16 | 2006-02-06 |
3 | Axis Capital Management Limited | Rep | Advising on securities | 2007-06-06 | 2007-07-23 |
4 | HKFAEx Group Limited | Rep | Advising on securities | 2007-08-02 | 2007-09-03 |
5 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2004-09-03 | 2005-09-05 |
6 | BMI FUNDS MANAGEMENT LIMITED | Rep | Asset management | 2005-09-16 | 2006-02-06 |
7 | Axis Capital Management Limited | Rep | Asset management | 2007-06-06 | 2007-07-23 |
8 | HKFAEx Group Limited | Rep | Asset management | 2007-08-02 | 2007-09-03 |
9 | BMI FUNDS MANAGEMENT LIMITED | RO | Advising on securities | 2006-02-06 | 2007-04-30 |
10 | HKFAEx Group Limited | RO | Advising on securities | 2007-09-03 | |
11 | REALCHAMP ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2012-09-04 | |
12 | BMI FUNDS MANAGEMENT LIMITED | RO | Asset management | 2006-02-06 | 2007-04-30 |
13 | HKFAEx Group Limited | RO | Asset management | 2007-09-03 | |
14 | REALCHAMP ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-09-04 | |
15 | HKFAEx Group Limited | RO | Dealing in securities | 2010-07-13 |
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