Choong, Chee Ming
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on futures contracts | 2005-04-12 | 2010-04-06 | Rep | Advising on securities | 2005-04-12 | 2010-04-06 | Rep | Asset management | 2005-04-12 | 2010-04-06 | Rep | Dealing in securities | 2005-07-28 | 2010-04-06 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on futures contracts | 2005-04-12 | 2010-04-06 | Rep | Advising on securities | 2005-04-12 | 2010-04-06 | Rep | Asset management | 2005-04-12 | 2010-04-06 | Rep | Dealing in securities | 2005-04-12 | 2010-04-06 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-12-07 | Rep | Asset management | 2011-12-07 | Rep | Dealing in securities | 2011-12-07 | Rep | Advising on futures contracts | 2021-07-23 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-07 | |
| 5 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2010-05-10 | 2010-07-05 | Rep | Asset management | 2010-05-10 | 2010-07-05 | RO | Advising on securities | 2010-07-05 | 2011-11-25 | RO | Asset management | 2010-07-05 | 2011-11-25 |
| 6 | Principal Investment & Retirement Services Limited | RO | Advising on securities | 2011-08-17 | 2011-11-25 | RO | Dealing in securities | 2011-08-17 | 2011-11-25 |
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