Choong, Chee Ming

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AXA Investment Managers Asia Limited Rep Advising on futures contracts 2005-04-12 2010-04-06
2 AXA Investment Managers Asia Limited Rep Advising on securities 2005-04-12 2010-04-06
3 AXA Investment Managers Asia Limited Rep Asset management 2005-04-12 2010-04-06
4 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Advising on futures contracts 2005-04-12 2010-04-06
5 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Advising on securities 2005-04-12 2010-04-06
6 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Asset management 2005-04-12 2010-04-06
7 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Dealing in securities 2005-04-12 2010-04-06
8 AXA Investment Managers Asia Limited Rep Dealing in securities 2005-07-28 2010-04-06
9 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep Advising on securities 2010-05-10 2010-07-05
10 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep Asset management 2010-05-10 2010-07-05
11 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED RO Advising on securities 2010-07-05 2011-11-25
12 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED RO Asset management 2010-07-05 2011-11-25
13 Principal Investment & Retirement Services Limited RO Advising on securities 2011-08-17 2011-11-25
14 Principal Investment & Retirement Services Limited RO Dealing in securities 2011-08-17 2011-11-25
15 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2011-12-07
16 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2011-12-07
17 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2011-12-07
18 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2011-12-07
19 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on futures contracts 2021-07-23

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