Li, Pui Shan (SFC:AJL603) 李佩珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2004-03-31 | 2006-03-07 |
| 2 | BCT Financial Limited | Rep | Advising on securities | 2014-09-19 | Rep | Dealing in securities | 2014-09-19 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2012-06-13 | 2014-08-20 | Rep | Asset management | 2012-06-13 | 2014-08-20 | Rep | Dealing in securities | 2012-06-13 | 2014-08-20 |
| 4 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2006-05-25 | 2012-06-09 |
| 5 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-25 | 2008-01-18 |
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