Siu, Kin Man (SFC:AFT507) 蕭鍵民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2003-07-07 | |
| 2 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2010-05-01 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | 2010-10-06 | 2014-12-17 | Principal Investment & Retirement Services Limited | Rep | 2014-08-26 | 2021-05-15 |
| 3 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Asset management | 2003-07-07 | |
| 4 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2015-06-25 | 2021-05-15 |
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