Wong, Monica Mo Lan 黃慕蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2008-02-25 | 2009-03-18 | Rep | Advising on securities | 2009-06-11 | 2014-12-17 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2013-09-23 | 2015-07-25 | Rep | Dealing in securities | 2013-09-23 | 2015-07-25 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-06-14 | 2008-01-18 |
| 4 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2014-07-15 | 2015-07-25 | Rep | Dealing in securities | 2014-07-15 | 2015-07-25 |
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