Ng, Queenie Kwan Yi 吳鈞儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-22 | 2014-08-25 |
| 2 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-07-15 | 2014-08-25 |
| 3 | Sumitomo Mitsui Trust (Hong Kong) Limited | Rep | Advising on securities | 2014-09-11 | 2019-04-03 | Rep | Asset management | 2014-09-11 | 2019-04-03 | Rep | Dealing in securities | 2014-09-11 | 2019-04-03 |
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