Tsang, Yin Kan 曾燕勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-05-20 | Rep | Advising on securities | 2005-11-20 |
2 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2016-10-14 | 2020-09-26 | Rep | Dealing in securities | 2016-10-14 | 2020-09-26 |
3 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-19 | 2008-11-19 |
4 | GF International Investment Management Limited | Rep | Advising on securities | 2013-09-12 | 2015-11-21 | Rep | Asset management | 2013-09-12 | 2015-11-21 | RO | Dealing in securities | 2014-03-07 | 2015-11-21 |
5 | Gold Mountains Asset Management Limited | Rep | Advising on securities | 2022-08-16 | 2023-09-22 | Rep | Asset management | 2022-08-16 | 2023-09-22 |
6 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-11-30 | 2016-04-26 | Rep | Asset management | 2015-11-30 | 2016-04-26 | Rep | Dealing in securities | 2015-11-30 | 2016-04-26 |
7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-11-30 | 2016-04-26 | Rep | Asset management | 2015-11-30 | 2016-04-26 | Rep | Dealing in securities | 2015-11-30 | 2016-04-26 |
8 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2005-11-21 | 2008-05-26 | Rep | Dealing in securities | 2005-11-23 | 2008-05-26 | Rep | Advising on securities | 2009-01-13 | 2011-07-29 | Rep | Dealing in securities | 2009-01-13 | 2012-07-07 |
9 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2022-01-28 | 2022-05-31 | Rep | Dealing in securities | 2022-01-28 | 2022-05-31 |
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