Chu, Ka Shing 朱加城
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-08 | Rep | Advising on securities | 2005-03-08 | Rep | Asset management | 2005-03-08 | Rep | Dealing in securities | 2007-06-10 |
| 2 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-01 | Rep | Advising on securities | 2005-03-08 | Rep | Asset management | 2007-06-10 | Rep | Dealing in securities | 2005-03-29 | 2007-06-10 |
| 3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Asset management | 2007-06-22 | 2008-10-02 | Rep | Advising on securities | 2007-07-23 | 2008-10-02 | Rep | Advising on securities | 2008-12-02 | 2010-09-17 | Rep | Asset management | 2008-12-02 | 2010-09-17 |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Asset management | 2007-06-22 | 2008-01-18 | Rep | Advising on securities | 2007-07-23 | 2008-01-18 | Rep | Advising on securities | 2008-10-16 | 2010-11-02 | Rep | Asset management | 2008-10-16 | 2010-11-02 | RO | Advising on securities | 2010-11-02 | 2012-11-06 | RO | Asset management | 2010-11-02 | 2012-11-06 |
| 5 | RS Investments (Hong Kong) Limited | RO | Asset management | 2013-11-28 | 2020-04-27 |
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