West, Kenneth Kirk
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Advising on securities | 2021-11-22 | RO | Asset management | 2021-11-22 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2006-05-16 | 2006-05-22 | Rep | Advising on securities | 2006-08-14 | 2007-03-27 | Rep | Advising on securities | 2007-06-04 | 2009-02-02 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Advising on securities | 2008-11-28 | 2023-10-25 | RO | Asset management | 2008-11-28 | 2023-10-25 |
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