Kung, Wai Ting 龔偉廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Asset management | 2013-12-24 | 2015-06-23 | Rep | Advising on securities | 2014-04-23 | 2015-06-23 | Rep | Dealing in securities | 2014-04-23 | 2015-06-23 | RO | Advising on securities | 2015-06-23 | 2016-06-29 | RO | Asset management | 2015-06-23 | 2016-06-29 | RO | Dealing in securities | 2015-06-23 | 2016-06-29 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-03-25 | 2024-04-05 | Rep | Asset management | 2024-03-25 | 2024-04-05 | RO | Advising on securities | 2024-04-05 | RO | Asset management | 2024-04-05 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2021-02-09 | 2021-04-30 | Rep | Asset management | 2021-02-09 | 2021-04-30 | RO | Advising on securities | 2021-04-30 | 2023-04-21 | RO | Asset management | 2021-04-30 | 2023-04-21 |
| 4 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2019-12-06 | 2021-02-08 | RO | Asset management | 2019-12-06 | 2021-02-08 |
| 5 | Pando Finance Limited | Rep | Advising on securities | 2023-04-24 | 2023-09-01 | Rep | Asset management | 2023-04-24 | 2023-09-01 | Rep | Dealing in securities | 2023-06-19 | 2023-10-09 | RO | Advising on securities | 2023-09-01 | 2024-03-03 | RO | Asset management | 2023-09-01 | 2024-03-03 | RO | Dealing in securities | 2023-10-09 | 2024-03-03 |
| 6 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2007-02-28 | 2009-08-31 | Rep | Asset management | 2007-02-28 | 2009-08-31 |
| 7 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-02-28 | 2008-01-18 | Rep | Asset management | 2007-02-28 | 2008-01-18 | Rep | Advising on securities | 2009-08-31 | 2013-12-06 | Rep | Asset management | 2009-08-31 | 2013-12-06 |
| 8 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2019-06-13 | 2019-07-10 | RO | Advising on securities | 2019-07-10 | 2019-11-27 | RO | Asset management | 2019-07-10 | 2019-11-27 | RO | Dealing in securities | 2019-07-10 | 2019-11-27 |
| 9 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-07-26 | 2016-09-29 | RO | Asset management | 2016-09-29 | 2019-03-14 |
| 10 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2016-07-26 | 2016-09-29 | Rep | Dealing in securities | 2016-07-26 | 2016-09-29 | RO | Advising on securities | 2016-09-29 | 2019-03-14 | RO | Dealing in securities | 2016-09-29 | 2019-03-14 |
| 11 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-03-27 | 2019-04-04 | RO | Asset management | 2019-04-04 | 2019-05-31 |
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