Lam, Linda Lam 林霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on corporate finance | 2004-08-09 | Rep | Asset management | 2004-08-09 | Rep | Advising on futures contracts | 2006-07-01 | Rep | Advising on securities | 2006-07-01 | Rep | Asset management | 2005-02-07 | 2006-07-01 | Rep | Dealing in securities | 2005-12-01 | 2006-07-01 |
| 2 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-08-09 | Rep | Asset management | 2004-08-09 | Rep | Advising on futures contracts | 2006-07-01 | Rep | Advising on securities | 2006-07-01 | Rep | Dealing in securities | 2006-07-01 | Rep | Asset management | 2005-02-07 | 2006-07-01 |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2015-03-06 | Rep | Dealing in securities | 2015-03-06 |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2009-09-29 | 2013-09-13 |
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