Yip, Siu Kee 葉小琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-02-14 | 2021-01-15 | Rep | Asset management | 2020-02-14 | 2021-01-15 | Rep | Dealing in securities | 2020-02-14 | 2021-01-15 |
| 2 | Eastspring Investments (Hong Kong) Limited | Rep | Dealing in securities | 2010-08-23 | 2011-04-15 | RO | Dealing in securities | 2011-04-15 | 2013-05-02 | RO | Advising on securities | 2012-02-27 | 2013-05-02 |
| 3 | INVESTEC ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2013-10-29 | 2014-01-15 | Rep | Dealing in securities | 2013-10-29 | 2014-01-15 | RO | Advising on securities | 2014-01-15 | 2014-06-30 | RO | Dealing in securities | 2014-01-15 | 2014-06-30 |
| 4 | MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-05-24 | 2023-12-13 | Rep | Asset management | 2023-05-24 | 2023-12-13 | Rep | Dealing in securities | 2023-05-24 | 2023-12-13 | RO | Advising on securities | 2023-12-13 | 2025-03-07 | RO | Asset management | 2023-12-13 | 2025-03-07 | RO | Dealing in securities | 2023-12-13 | 2025-03-07 |
| 5 | Ninety One Hong Kong Limited | RO | Advising on securities | 2014-04-09 | 2018-08-10 | RO | Dealing in securities | 2014-04-09 | 2018-08-10 |
| 6 | PGIM (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-28 | Rep | Asset management | 2005-02-28 | Rep | Advising on securities | 2005-03-11 | Rep | Dealing in securities | 2005-03-11 | RO | Advising on securities | 2005-03-11 | 2006-01-01 | RO | Dealing in securities | 2005-03-11 | 2006-01-01 |
| 7 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-01-12 | 2006-02-22 | Rep | Asset management | 2006-01-20 | 2010-01-16 | RO | Advising on securities | 2006-02-22 | 2010-01-16 | RO | Dealing in securities | 2007-08-14 | 2010-01-16 |
| 8 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-01-28 | 2010-07-14 |
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