Chiu, Alvin Pok Man 趙博文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-02-27 | 2014-12-31 | Rep | Asset management | 2014-02-27 | 2014-12-31 | Rep | Dealing in securities | 2014-02-27 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2014-02-27 | 2015-11-19 | Rep | Advising on securities | 2014-02-27 | 2018-06-21 | Rep | Dealing in securities | 2014-02-27 | 2018-06-21 | RO | Advising on securities | 2018-06-21 | 2022-03-30 | RO | Dealing in securities | 2018-06-21 | 2022-03-30 |
| 3 | Eastspring Investments (Hong Kong) Limited | Rep | Dealing in securities | 2011-05-12 | 2013-11-12 | Rep | Advising on securities | 2012-05-28 | 2013-11-12 | RO | Advising on securities | 2013-11-12 | 2014-01-15 | RO | Dealing in securities | 2013-11-12 | 2014-01-15 |
| 4 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2007-10-26 | Rep | Dealing in securities | 2007-10-26 |
| 5 | Janus Henderson Investors Hong Kong Limited | Rep | Dealing in securities | 2007-12-06 | 2011-04-29 | Rep | Advising on securities | 2007-12-20 | 2011-04-29 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2024-02-08 | 2024-04-15 | Rep | Dealing in securities | 2024-02-08 | 2024-04-15 | RO | Advising on securities | 2024-04-15 | RO | Dealing in securities | 2024-04-15 |
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