Fok, Philip Kin Lip 霍建立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eastspring Investments (Hong Kong) Limited | Rep | Dealing in securities | 2011-06-21 | 2012-11-16 | Rep | Advising on securities | 2012-07-03 | 2012-11-16 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-23 | Rep | Asset management | 2003-12-23 | Rep | Automated trading services | 2003-12-23 | Rep | Advising on securities | 2003-12-24 | Rep | Dealing in securities | 2003-12-24 |
| 3 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-23 | Rep | Asset management | 2003-12-23 | Rep | Automated trading services | 2003-12-23 | Rep | Advising on securities | 2003-12-24 | Rep | Dealing in securities | 2003-12-24 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2006-08-17 | 2011-06-10 | Rep | Dealing in securities | 2020-07-06 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-10-17 | 2015-06-01 | Rep | Advising on securities | 2015-04-22 | 2015-06-01 |
| 6 | Robeco Hong Kong Limited | Rep | Advising on securities | 2015-06-05 | 2020-04-14 | Rep | Dealing in securities | 2015-06-05 | 2020-04-14 |
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