Li, Xiao (SFC:AOH927) 李皛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2006-12-22 | 2008-11-11 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-06-01 | 2019-06-01 | Rep | Asset management | 2017-06-01 | 2019-06-01 | Rep | Dealing in securities | 2017-06-01 | 2019-06-01 |
| 3 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2011-06-13 | 2017-03-31 | Rep | Asset management | 2011-06-13 | 2017-03-31 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2008-12-01 | 2010-03-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy