Rountree, Robert John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eastspring Investments (Hong Kong) Limited | Rep | Asset management | 2003-12-03 | 2011-08-26 | Rep | Advising on securities | 2003-12-09 | 2019-04-12 | Rep | Dealing in securities | 2011-10-07 | 2019-04-12 |
| 2 | Monex Boom Securities (H.K.) Limited | Rep | Advising on corporate finance | 2003-11-11 | Rep | Advising on securities | 2003-11-11 | Rep | Asset management | 2003-11-20 | Rep | Automated trading services | 2003-11-20 | Rep | Dealing in securities | 2003-11-20 |
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