Chan, Alice Wong Kam 陳旺金
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | RO | Advising on corporate finance | RO | Advising on securities | RO | Asset management | RO | Dealing in securities | RO | Automated trading services | 2008-04-21 |
| 2 | TIAN YUAN FINANCE LIMITED | RO | Advising on securities | 2016-06-30 | RO | Dealing in securities | 2016-06-30 | RO | Asset management | 2016-08-15 | RO | Advising on corporate finance | 2016-10-27 |
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