Lau, Siu Cheung 劉兆祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTHRIGHT SECURITIES COMPANY LIMITED | RO | Advising on futures contracts | 2019-03-27 | 2019-07-20 | RO | Dealing in futures contracts | 2019-03-27 | 2019-07-20 |
| 2 | HF Asset Management Limited (HK) | RO | Asset management | 2019-08-01 | 2020-10-07 |
| 3 | HF Securities and Futures Limited | RO | Dealing in futures contracts | 2019-08-01 | 2020-10-07 | RO | Dealing in securities | 2019-08-01 | 2020-10-07 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-12-15 | Rep | Advising on securities | 2004-12-15 | Rep | Asset management | 2004-12-15 | Rep | Automated trading services | 2004-12-15 | Rep | Dealing in securities | 2005-10-06 | RO | Dealing in securities | 2005-10-06 | 2019-02-15 | Rep | Advising on securities | 2006-06-30 | 2019-02-15 | Rep | Advising on corporate finance | 2016-06-13 | 2019-02-15 |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Advising on futures contracts | 2007-01-22 | Rep | Asset management | 2007-01-22 | Rep | Dealing in futures contracts | 2007-01-22 | RO | Advising on futures contracts | 2007-01-22 | 2019-02-15 | RO | Asset management | 2007-01-22 | 2019-02-15 | RO | Dealing in futures contracts | 2007-01-22 | 2019-02-15 |
| 6 | TIAN YUAN FINANCE LIMITED | Rep | Advising on corporate finance | 2008-01-16 | 2016-05-03 |
| 7 | Zrich Capital Limited | RO | Advising on securities | 2021-09-29 | 2022-11-30 | RO | Asset management | 2021-09-29 | 2022-11-30 |
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