Chan, Yat Yuen (SFC:ABJ735) 陳日源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FE SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2005-03-09 | Rep | Advising on securities | 2005-03-09 | Rep | Asset management | 2005-03-09 | Rep | Dealing in securities | 2005-04-07 |
| 2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2005-04-07 | 2019-09-02 |
| 3 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-08-29 | 2019-09-02 |
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