Chen, Nan (SFC:ARG251) 陳南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Vered Securities Limited | Rep | Advising on securities | 2020-05-13 | Rep | Dealing in securities | 2020-05-13 | Rep | Advising on corporate finance | 2020-05-13 | 2024-03-19 | RO | Advising on corporate finance | 2024-03-19 |
| 2 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-08-28 | 2018-12-28 |
| 3 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-25 | 2015-08-28 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-04-25 | 2018-12-28 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2011-01-10 | 2012-04-13 |
| 6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-01-10 | 2012-04-13 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2008-09-09 | 2009-05-14 |
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