Lai, Wai Ming (SFC:AUP361) 黎偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2011-03-30 | |
| 2 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-07 | |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-01-22 | 2011-03-24 |
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