Lam, Ho Wah 林浩華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-18 | Rep | Advising on securities | 2003-07-18 | Rep | Asset management | 2003-07-18 | Rep | Dealing in securities | 2003-07-18 |
| 2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-05-19 | |
| 3 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-09-06 |
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