Lam, Kong Wah (SFC:ACM768) 林港華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-28 | Rep | Asset management | 2003-08-28 | Rep | Automated trading services | 2003-08-28 | Rep | Dealing in futures contracts | 2003-10-13 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-28 | Rep | Advising on securities | 2003-08-28 | Rep | Asset management | 2003-08-28 | Rep | Automated trading services | 2003-08-28 | Rep | Dealing in securities | 2003-10-13 |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2003-10-21 | |
| 4 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-10-21 |
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