Lau, Hon Yiu (SFC:AAD040) 劉漢堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GRAND ONWARD SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-26 | |
2 | GRAND ONWARD SECURITIES LIMITED | Rep | Advising on securities | 2005-01-26 | |
3 | GRAND ONWARD SECURITIES LIMITED | Rep | Asset management | 2005-01-26 | |
4 | GRAND ONWARD SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-05 | |
5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2005-02-07 |
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