Lau, Kwok Ming (SFC:ABA828) 劉國明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2006-09-28 | 2006-09-29 |
| 2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2003-07-29 | 2006-09-18 | Rep | Dealing in securities | 2006-10-24 |
| 3 | WORLDTOP SECURITIES LIMITED | RO | Automated trading services | 2003-06-23 | RO | Dealing in securities | 2003-06-23 |
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