Ng, Sai Lai 伍世禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2005-06-21 | 2019-07-23 | RO | Dealing in securities | 2019-07-23 | 2023-03-13 |
| 2 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-08-11 | 2014-01-20 | RO | Dealing in futures contracts | 2014-01-20 | 2023-03-13 | RO | Advising on futures contracts | 2019-02-14 | 2023-03-13 | RO | Asset management | 2019-02-14 | 2023-03-13 |
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