Siu, Kenny Chi Yiu (SFC:ANA382) 邵志堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | RO | Advising on futures contracts | 2020-10-08 | 2023-12-01 | RO | Advising on securities | 2020-10-08 | 2023-12-01 | RO | Dealing in futures contracts | 2020-10-08 | 2023-12-01 | RO | Dealing in securities | 2020-10-08 | 2023-12-01 | Rep | Asset management | 2021-07-26 | 2023-12-01 |
| 2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2010-08-03 | 2019-07-31 | Rep | Advising on securities | 2024-03-18 | Rep | Asset management | 2024-03-18 | Rep | Dealing in securities | 2024-03-18 |
| 3 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-08-03 | 2019-07-31 | Rep | Advising on futures contracts | 2024-03-18 | Rep | Dealing in futures contracts | 2024-03-18 |
| 4 | Superactive Financial Group Company Limited | Rep | Dealing in securities | 2020-02-10 | 2020-08-03 |
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